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Uedu Research Ethics Framework

Uedu Research Ethics Framework

Uedu is a platform that combines teaching services and educational technology research. This page publicly discloses the Umbrella IRB research ethics framework, the scope of data use, and your rights, so as to safeguard the informed participation and choice of every teacher and student. Uedu is an educational technology platform serving both teaching and research purposes. This page publicly discloses our Umbrella IRB ethics framework, data usage scope, and the rights of every user, safeguarding informed choice for all faculty and students.

Passed review by the National Taiwan University Research Ethics Committee of Behavioural and Social Sciences · Approved by the NTU Research Ethics Committee
How your data is used
How your data is used Collection · Service Consent gate Research use
Collection · Service Consent gate Research use
Your data is first used for the platform service and system optimization; only with your consent is it used for research, in de-identified form. Consent can be withdrawn at any time and does not affect your course rights or grades.

IRB Approval Information

IRB Approval Information

The platform's research activities are consolidated under a single umbrella IRB protocol, covering both retrospective data analysis and newly collected research activities. All research activities on this platform are governed by a single umbrella IRB protocol, covering both retrospective analyses of existing data and prospective new data collection.

Approval No.Approval No.
NTU-REC No. 202507EM058
Reviewing IRBReviewing IRB
National Taiwan University Research Ethics Committee for Behavioral and Social Sciences (NTU-REC) National Taiwan University Research Ethics Committee for Behavioral and Social Sciences
ChairpersonChairperson
Professor Feng-Ming Tsao (Prof. Feng-Ming Tsao)
Review TypeReview Type
Expedited Review
Approval DateApproval Date
10 April 2026 · April 10, 2026
Current Approval PeriodCurrent Approval Period
10 April 2026 — 9 April 2027 (annual continuing review application required to NTU-REC) April 10, 2026 – April 9, 2027. Annual continuing review required.
Total Protocol DurationTotal Protocol Duration
April 2026 — March 2029 (3 years, 6 semesters) April 2026 – March 2029 (3 years, 6 semesters)
Protocol TitleProtocol Title
Research on multimodal learning analytics for the Uedu educational technology platform: AI dialogue history, wearable physiological sensing, and gender diversity survey Multimodal Learning Analytics on the Uedu Educational Technology Platform: AI Dialogue Logs, Wearable Physiological Sensing, and Gender-Diversity Survey
Principal InvestigatorPrincipal Investigator
Assistant Professor Chia-Kai Chang (Center for General Education, National Central University) Assistant Professor Chia-Kai Chang, Center for General Education, National Central University
Protocol NatureProtocol Nature
Umbrella IRB protocol: establishing a unified research ethics framework for research activities on the platform Umbrella IRB protocol establishing a unified ethical foundation for platform-wide research activities.
Funding IndependenceFunding Independence
Not tied to any specific grant; IRB approval remains valid regardless of external funding outcomes Not tied to any specific grant; IRB approval remains valid regardless of external funding outcomes.

Three-tier classification structure (A / B / C)

Three-Tier Classification (A / B / C)

Not every activity on the platform falls within the scope of research, and not every research activity is covered by this umbrella. This framework classifies research activities into three tiers according to the researcher's level of access to data. Not every platform activity constitutes research, and not every research activity is covered by this umbrella. The framework classifies research activities into three tiers based on the investigator's level of data access.

TIER A

Umbrella coverage (platform-wide)

Umbrella-Covered (Platform-Wide)

Any Uedu-affiliated faculty researcher may carry out this framework directly, without filing a separate IRB. Data are always exported through the Uedu Lab system after automated de-identification. Any Uedu-affiliated faculty researcher may conduct these activities under this framework without filing a separate IRB. Data are always exported through Uedu Lab after automated de-identification.

  • AI conversation log analysisAI dialogue log analysis
  • Quantitative learning behaviour analysisQuantitative learning behavior analysis
  • Uedu Fit wearable summary dataUedu Fit wearable summary data
  • Learner trait inventories (RIASEC, Big Five, OEJTS)Learner trait inventories (RIASEC, Big Five, OEJTS)
  • Group statistical analysis of gender dataAggregate statistical analysis of gender data
  • IoT classroom environment sensing (non-personal)IoT classroom environment sensing (non-personal)
  • Classroom screen / webcam recordingClassroom screen / webcam recording
TIER B

For PI use only

Exclusive to This PI

Specific research activities involving individual-level access to sensitive data, reviewed item by item in this protocol. Only the PI of this protocol may conduct these; other researchers cannot invoke the umbrella. Activities requiring individual-level access to sensitive data, reviewed item-by-item in this protocol. Only the PI of this protocol may conduct these; other researchers cannot invoke the umbrella.

  • In-depth interviews on gender diversity (recruited via honest-broker system)Gender-diversity in-depth interviews (recruited via honest-broker system)
  • UeduBrain neurophysiological sensing (EEG/fNIRS/PPG, paper consent required)UeduBrain neurophysiological sensing (EEG / fNIRS / PPG, paper consent required)
TIER C

Out of scope

Out of Scope

Activities falling outside the research activity types defined in A and B above, or experimental designs deviating from the standard SOP. The investigator must apply for IRB approval through their own institution. Activities falling outside Tier A / B, or experimental designs deviating from standard SOPs. The investigator must file an IRB application with their own institution.

  • De-identified but individually traceable gender data researchDe-identified but individually-traceable gender data research
  • Uedu Mind custom experimental protocolsCustom Uedu Mind experimental protocols
  • Other faculty-designed specialised studiesOther faculty-designed specialized studies
Core logic: platform-level technical safeguards may be shared, but individual-level access to sensitive data cannot be granted wholesale. Platform infrastructure (ALE encryption, honest-broker recruitment, consent-withdrawal exclusion, etc.) provides uniform ethical protection for all researchers; whenever a study requires direct access to individual sensitive attributes, the investigator must apply for ethics review from their own institution. Core principle: platform-level technical safeguards are sharable, but individual-level access to sensitive data is not blanket-delegable. Infrastructure protections (ALE encryption, honest-broker recruitment, consent-withdrawal exclusion, etc.) extend uniformly to all researchers; whenever a study requires direct access to individual sensitive attributes, the investigator must obtain separate ethics approval from their own institution.

Platform-level ethics protection mechanism

Platform-Level Ethics Safeguards

Several features of the platform's research ethics framework differ from conventional IRB arrangements; they are implemented directly at platform level, providing uniform technical protection for all users and researchers. Several design features distinguish this framework from conventional IRB setups: they are implemented at the platform level, providing uniform technical protection to every user and researcher.

Uedu Lab automated de-identified exportAutomated De-identified Export via Uedu Lab

All Tier-A research data are exported through the Uedu Lab export interface. The system automatically removes direct identifiers such as name and student ID, and applies aggregation or k-anonymity according to data sensitivity. Researchers never receive data at an individual-identifiable level. All Tier-A data must be exported through the Uedu Lab interface. The system automatically strips direct identifiers (name, student ID) and applies aggregation or k-anonymity according to data sensitivity. Researchers never receive individually identifiable data.

Honest Broker intermediary recruitmentHonest-Broker Intermediated Recruitment

For studies involving highly sensitive attributes such as gender identity (e.g., in-depth interviews on gender diversity), the platform uses a mediated recruitment mechanism: students must actively read the study information and explicitly tick "I consent to disclose my gender identity to the researcher" before the researcher may learn their identity. Before the student voluntarily discloses, the PI has no access to the sensitive attribute. For studies involving highly sensitive attributes such as gender identity (e.g., gender-diversity interviews), the platform mediates recruitment: students must read the study description and explicitly opt in to "disclose my gender identity to the researcher" before the PI can learn their identity. Until voluntary disclosure, the PI has no access to the sensitive attribute.

ALE encrypted protection of sensitive attributesApplication-Layer Encryption for Sensitive Attributes

Highly sensitive data such as gender identity and sexual orientation are stored within the platform using Application Layer Encryption (ALE). Even the PI cannot directly decrypt individual-level data and can only analyse aggregate statistics at group level. Highly sensitive data such as gender identity and sexual orientation are stored under Application-Layer Encryption (ALE). Even the PI cannot decrypt individual-level records; only aggregate statistics are accessible for analysis.

Statistical Disclosure Control (k-Anonymity)Statistical Disclosure Control (k-Anonymity)

Quantitative analysis results are presented as group-level statistics, not individual-level data. When the sample size for a particular category is too small, the system applies the k-anonymity principle and reports the categories in aggregate to avoid re-identifying individuals from quasi-identifiers. Quantitative results are reported at group level, never as individual data points. When a category's sample size falls below threshold, the system merges categories under k-anonymity to prevent re-identification via quasi-identifiers.

Grade Independence PrincipleGrade Independence Principle

Research data are tagged with research codes and are not linked to course grades during analysis. Whether you participate in research, and whether your data are authorised for use, has no effect on your course-taking rights or grade assessment. Research data are tagged with research codes and never linked to course grades during analysis. Participation (or non-participation) in research has no bearing on enrollment status or grade evaluation.

Consent-Withdrawal Exclusion MechanismConsent-Withdrawal Exclusion Mechanism

Users may withdraw research consent at any time from their account settings. After withdrawal, their data are automatically excluded from future research exports; aggregate results already analysed and published cannot be retrospectively recalled. Users may withdraw research consent at any time from their account settings. After withdrawal, their data are automatically excluded from future research exports; aggregate results already analysed and published cannot be retrospectively recalled.

Dual-track data retention system

Dual-Track Data Retention

The platform serves both teaching and research purposes, so the data retention strategy is split into two tracks to avoid teaching records being mistakenly deleted when a research project is closed. Because the platform serves both teaching and research purposes, data retention is split into two tracks to prevent teaching records from being erased when a research project closes.

Data CategoryData Category Retention periodRetention Period ExplainNotes
Platform Learning history
AI dialogues, assignments, surveys, learner traits, etc. Learning records on platform
AI dialogues, assignments, surveys, learner traits
Permanent retention Permanent retention Part of the user's personal learning portfolio; retained permanently as the user's own learning record and not erased when the research project concludes. Part of the user's personal learning portfolio; retained permanently as a learning record and not erased when a research project concludes.
Research export datasets
Export files after de-identification in Uedu Lab Research export datasets
De-identified files exported via Uedu Lab
Data may be exported within 5 years of creation Exportable within 5 years of data creation Uedu Lab automatically manages the export time window; raw records beyond the time limit are no longer available for export. Uedu Lab automatically enforces the export window; raw records beyond the window are no longer exportable.
Off-platform research materials
Interview recordings, transcripts, exported research datasets Off-platform research materials
Interview recordings, transcripts, exported datasets
5 years after research closure 5 years post-closure According to IRB regulations, the research team manually destroys these materials upon expiry. Per IRB regulations, the research team manually destroys these materials upon expiry.
IRB review documents IRB review documents Keep permanently Permanent Includes protocols, consent forms, and amendment tracking, retained for institutional record and audit. Includes protocols, consent forms, and amendment tracking, retained for institutional record and audit.

Data scope

Data Coverage

This umbrella IRB covers both “retrospective” and “prospective” data: historical learning records already accumulated, and new records generated after IRB approval, both fall within the scope of the research. This umbrella IRB covers both retrospective and prospective data: historical learning records already accumulated, and new records generated after IRB approval.

Retrospective Data (pre-approval)Retrospective Data (pre-approval)

Existing Learning history accumulated on the platform from launch up to the current IRB approval date. Snapshot on the approval date:
2,442 AI dialogue records and more than 3,000 platform users.
This is a fixed historical dataset and will not expand backwards. Learning records accumulated from platform launch until the IRB approval date. Snapshot on approval day: 2,442 AI dialogue logs and over 3,000 registered users. This is a fixed historical dataset and will not expand backward in time.

Prospective data (continuously generated after IRB approval)Prospective Data (post-approval, ongoing)

After IRB approval, the platform continues to operate and students continue to use it; newly generated learning records are likewise included in the research scope. This is the source of the study’s “continuous growth” — it is not that the retrospective data itself is changing, but that new data keeps being added. After IRB approval, the platform continues to operate and students continue to use it; newly generated learning records are likewise included in the research scope. The growing dataset reflects new additions, not modifications to the retrospective data.

Shared Handling Principles for both types of dataShared Handling Principles

Whether retrospective or prospective, all data undergo Uedu Lab de-identification before use. You may withdraw research consent at any time via account settings; the system then excludes all of your data (including both previously accumulated and future newly generated data) from subsequent research exports. Whether retrospective or prospective, all data undergo Uedu Lab de-identification before use. You may withdraw research consent at any time via account settings; the system then excludes all of your data — both accumulated and future — from subsequent research exports.

Your rights

Your Rights

As a platform user, you hold the following rights over your own data. Exercising any of these rights never affects your platform access or course grades. As a platform user, you hold the following rights over your own data. Exercising any of these rights never affects your platform access or course grades.

  • Right to KnowRight to Know You have the right to know what types of research activities are being carried out on the platform, how data are used, and by whom they are used. You have the right to know what research activities take place on the platform, how data are used, and who uses them.
  • Consent and Right to WithdrawRight to Consent and Withdraw You may freely choose whether to consent to the platform using data for research, and may withdraw consent at any time. After withdrawal, your data will be excluded from subsequent research exports. You may freely choose whether to consent to research use and may withdraw at any time; withdrawal excludes your data from subsequent research exports.
  • Right to Non-Participation Without PenaltyRight to Non-Participation Without Penalty Whether or not you participate in the research is completely independent of course grades. Even when the PI is also one of the instructors, research data are not linked to grade evaluation. Research participation is fully independent of course grades. Even when the PI is also the course instructor, research data are not linked to grade evaluation.
  • Right to Voluntary DisclosureRight to Voluntary Disclosure Sensitive attributes (e.g., gender identity) are revealed to researchers only after you actively tick consent to disclose them. The platform’s Honest Broker mechanism ensures this. Sensitive attributes (e.g., gender identity) are revealed to researchers only upon your explicit opt-in, enforced by the platform's honest-broker mechanism.
  • Right to AppealRight to Appeal If you have concerns about research ethics implementation, you may contact the PI directly, or lodge a complaint with the National Taiwan University Research Ethics Committee for Behavioural and Social Sciences. If you have concerns about ethics compliance, you may contact the PI directly or file a complaint with the NTU Research Ethics Committee.

Related documents

Related Documents

If you need to sign or review the various consent forms, you can enter below. Sign or review any of the following consent forms and policies below.

This transparency comes from long-term commitment

Behind the Scenes

So that you and your instructor can use Uedu for research with peace of mind, a whole long-term effort sits behind it. The ease of using Uedu for research is backed by long-term effort behind the scenes.

To enable every instructor and student on the platform to take part in research in compliance with regulations, we undertake the entire ethics review and legal work in the name of the Uedu research team: drafting the application, designing the consent form, corresponding with the review committee on revisions, and establishing de-identification and data tiering (A/B/C) mechanisms. We do not pass these costs on to users — as long as you use Uedu, you are automatically covered under the Umbrella IRB framework and do not need to submit for review yourself.

The research team shoulders the full cost of IRB preparation, legal review, and ongoing compliance so that any teacher or student on Uedu can participate in research without having to file their own submissions. Every learner is automatically covered by our Umbrella IRB framework.

If you believe this work is worth supporting, we warmly welcome you to join us throughindividual donations orcorporate sponsorship.
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Questions about research ethics? Questions about research ethics?

We welcome direct discussions with the principal investigator, or feedback to the institutional ethics committee. Every question you ask helps make the platform more transparent and trustworthy. We welcome direct conversations with the PI and feedback to the reviewing IRB. Every question helps us make the platform more transparent and trustworthy.

Contact Us · Contact Us